Investment Company and Variable Contracts Products Representative Qualification Examination (IR)

325 Questions

You can start the exam to practice all questions related to this exam.

Question No. 1

The fees that member firms must pay to FINRA are based on:

I. the total market value of its assets.
II. the number of registered representatives it employs.
III. the number of branch offices it has.
Choose the correct option from the given list.
01 / 325

0 Discussions

Trending Exams