CFA Level 1 Exam

3959 Questions

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Question No. 1

Chan and Chung are two of the five Managing Directors of Alfalfa, a mid-size hedge fund. In a recent court

case involving a securities lawsuit, Chan was called on to testify as an expert on securities research. During his testimony, Chan had to invoke several results from a proprietary research carried out by his staff at Alfalfa. He did so without specifically attributing the results to them. At around the same time, Chung had to meet with a few prospective clients for a business presentation. During this presentation, he showed them some of the results obtained by Chan's team, without specifically acknowledging the research team. Instead, he referred to them with phrases like, "our studies indicate that..." In this set of events, as it relates to Standard II(C) -Prohibition against Plagiarism,
Choose the correct option from the given list.
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