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CFA Level 1 Exam

3959 Questions

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Question No. 1

Carl Pagan lives in Meesopotamia, where insider trading is not considered a crime. His friend, Ann Dreen, lives

in Gondwana, where an investment professional must report any knowledge of criminal activity to the
appropriate authorities. The AIMR code of ethics bars insider trading but does not require one to report criminal
activity to authorities. With regard to insider trading, Carl must follow ________ and with respect to reporting of
criminal activity, Ann must follow ________.
Choose the correct option from the given list.
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