Uniform Securities State Law Examination

155 Questions

You can start the exam to practice all questions related to this exam.

Question No. 1

BondsRUs is a broker-dealer that (unsurprisingly) specializes in bonds. The firm has found that it is able to sell Treasury bonds that it buys for $90 per $100 of par value for $99 per $100 of par value to some of its more naïve clients, who never pay attention to the confirmation statements BondsRUs sends them. BondsRUs is guilty of

Choose the correct option from the given list.
01 / 155

0 Discussions

Trending Exams