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Question

A brochure advertising the Stocks4U Mutual Fund contains an example illustrating how much an investor who had invested $10,000

Accepted Answer

may be used as long as there is a clear statement that the illustration in no way predicts or projects what an investor who invests $10,000 today would have in his account in ten years.

Answer

is expressly in violation of FINRA rules.

Answer

may be used only if there actually was such an investor on record.

Answer

may be used only if the fund is expecting to be able to duplicate these returns over the next decade.

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